Compliance Surveillance Analyst

About the role

Invesco is seeking a Compliance Surveillance Analyst to join its Global Compliance team. The role focuses on monitoring trade activity, best‑execution processes, and market‑abuse alerts to ensure adherence to regulatory standards and internal policies.

Key responsibilities

• Review daily alerts generated by the Market Abuse module of the surveillance platform.
• Analyse best‑execution activities, meeting logs, and e‑communication records for potential conflicts of interest.
• Investigate portfolio manager trading alerts, document findings, and update relevant systems.
• Monitor regulatory developments and adjust surveillance models in collaboration with global teams.
• Prepare documentation to demonstrate compliance with applicable regulations.
• Support ongoing process reviews, testing, and improvement initiatives.
• Collaborate with regional compliance teams and other stakeholders on monitoring, reporting, and project delivery.

Required profile

• 4–7 years of experience in compliance, regulatory, or investment‑advisor environments, preferably within mutual fund or asset‑management groups.
• Strong knowledge of financial products and the mutual‑fund industry.
• Ability to research, document, and resolve complex compliance issues.
• Excellent analytical and written communication skills.

Required skills

• Proficiency with surveillance tools and market‑abuse monitoring systems.
• Experience reviewing best‑execution and trade‑monitoring data.